cgu compliance brasil reforma ministerial corrupção

CGU será mantida como ministério

Anúncio foi publicado na intranet na manhã desta sexta-feira, 2 de outubro, após grande repercussão da Mobilização em Defesa do órgão. A Controladoria-Geral da União (CGU) será mantida como ministério. O comunicado foi publicado na intranet da CGU na manhã desta sexta-feira, 2 de outubro, e deve ser anunciado ao...

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PD21191817_CREDIT-_1958328b

Credit Suisse pays $4.25 million for “blue sheet” compliance gaps

Credit Suisse Securities (USA) LLC agreed Monday to pay $4.25 million for submitting deficient information to the SEC over a two-year period about trades by customers, commonly referred to as “blue sheet data.” The New York-headquartered firm admitted violating the recordkeeping and reporting provisions of the federal securities laws. The...

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about_compliance

Ethics and compliance programs in a global and brazilian context: the six principles of compliance

In determining what may be required for a Brazilian-based company for anti-corruption compliance, attention must be given to global anti-corruption compliance practices. Among the considerations should be the best practices guidelines of the OECD and other international organizations as well as the anti-corruption legislation, regulations and guidance of the jurisdictions in which a Brazilian...

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